What is substantiation of critical food safety controls?
Category one businesses must be able to show they are safely receiving, storing, processing, displaying and transporting potentially hazardous food, and cleaning and sanitising. Businesses can meet this requirement by:
- keeping records, and/or
- demonstrating safe food practices.
What is a record?
A ‘record’ means a document or object that is kept for the information it contains or that can be obtained from it. Examples include writing on paper or electronic templates, and written instructions that have been verified, such as a validated recipe or standard operating procedure (SOP). Records can include:
- notes on invoices (e.g. temperature of food received)
- data logger information in a graph
- photos or video footage
- information recorded in any other way and kept for the required amount of time.
If making records, the information should include the date (and time, if appropriate) the record was made and which food or activity it relates to.
Once made, records must be kept for 3 months.
The business should make records each day it is handling unpackaged potentially hazardous food, unless it can show in another way it is meeting the requirements.
More information, including templates to help businesses record food temperatures and cleaning and sanitising activities, is available on the NSW Food Authority website:
What does demonstrate safe practices mean?
A record may not be needed if the business can show in another way they have adequately managed food safety risks.
This could include having a written instruction sheet or standard operating procedure, and/or being able to walk and talk an authorised officer through their food handling practices and processes.
What safe practices do I need to demonstrate or keep records for?
Category one businesses must show they are complying with the requirements in Standard 3.2.2 for:
- temperature control of food during receipt, for example daily deliveries that include fresh meat or frozen items that must remain frozen
- temperature control of food during storage - best practice is to record the displayed temperature readings on fridges and freezers
- using a pathogen reduction step (e.g. adequate cooking temperatures or pH) during food processing, which might include periodic recording of foods such as chicken to demonstrate regular monitoring of internal temperatures or recording the pH reading of in-house mayonnaise
- minimising the time potentially hazardous food is out of temperature control during processing – there should be a system for staff to monitor adherence to the 2/4hr rule (PDF, 806 KB)
- cooling food within the specified timeframe (PDF, 221 KB)
- rapidly reheating food that is going to be hot-held
- temperature control of food during display - best practice is to record the displayed temperature readings
- temperature control of food during transport - best practice is to record the displayed temperature readings
- cleaning and sanitising of food contact surfaces and equipment – records should indicate when this was done and by who throughout the day’s service.
A written instruction sheet, standard operating procedure or being able to talk through these processes is sufficient evidence.